Stratasys Blog

The Evolving Regulatory Landscape of 3D Printed Medical Products

This post is the first in a two-part series.

Over the past year, my email inbox has been consistently pinged by law firms advertising seminars and workshops that promise to help medical professionals understand what is noteworthy for 3D printed medical products, ranging from regulatory to IP concerns.  Some of these have been quite alarming, seeming to indicate that as disruptive as 3D printing promises to be, there must be a corresponding disruption to how we work on regulatory compliance to protect our assets.

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But if we step back and look at the actual Food and Drug Administration (FDA) communications, the pace of adoption of 3D printing and real intersections of 3D printing and business processes, it appears that little has changed. The only disruption is when 3D printing revolutionizes a commercial process.

On the IP front, there is concern that the digital file-driven manufacturing of 3D printing opens new doorways to design theft, counterfeiting and hacking.  If we take a step back and realize that in the age of digital product scanners and reverse engineering software, the potential for illegal counterfeiting has existed in our industry for a very long time – it may just be even easier now.

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But the focus of this two-part blog is meant to be on regulatory considerations, both today and for the future, and how these are affected by the increasingly digitally-driven Industry 4.0 framework (click here to review our Industry 4.0 blog from February) that encompasses 3D printing and additive manufacturing (AM).  In this two-part blog, we will explore the following topics:

  • The expanding use of 3D printing in the healthcare industry
  • Reflection on the U.S. FDA’s experience to date, and impact on regulatory processes
    • Implementation of additive manufacturing in today’s factories
  • 3D printing in hospitals: What are the regulatory concerns?
  • The Future: How business model innovation using additive manufacturing will have to evolve to meet regulatory priorities

The Expanding Use of 3D Printing in the Healthcare Industry

The key stakeholders in healthcare — including physicians, hospitals, patients, medical device and pharmaceutical manufacturers, and insurance payers — are all keenly interested in the unique capabilities of 3D printing to transform healthcare.  This interest is demonstrated in the exponential increase in peer-reviewed publications on the use of 3D printing in medicine. In an independent search funded by Stratasys in 2015, our investigators found that more papers were published last year on 3D printing in hospitals for pre-surgical procedure planning than in all previous years combined.

Peer-reviewed papers on the use and impact of patient-specific surgery planning models. Source: Stratasys literature analysis.
Peer-reviewed papers on the use and impact of patient-specific surgery planning models. Source: Stratasys literature analysis.
More papers were published in 2015 on 3D printing in hospitals for pre-surgical planning than all previous years combined Click To Tweet

This explosion of interest at the hospital level has been matched by a proliferations of products cleared to market, as well as announcements made by leading medical product producers of major investments in 3D printing and additive manufacturing.  As of March 2016, there were 88 medical products cleared or approved by the FDA for sale that are produced using 3D printing.

Some of the products among these 88 cleared and approved devices are surprising in their complexity, including:

  • The first 3D printed pharmaceutical pill
  • Personalized orthopedic implants and/or surgical tools for procedures like knee arthroplasty
  • Osteoconductive arthrodesis fixation system

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Reflections on the FDA’s Perspective on Additively Manufactured Medical Products

Recently, representatives of the FDA published an article in the 3D Printing in Medicine Journal outlining the agency’s perspective on using additive manufacturing for medical devices and products.

This article is an invaluable clarification of many topics relating to 3D printing, and it can help healthcare professionals understand that current regulatory processes have been successfully applied to these products.

My key reflections on the global tone of the article are:

  • If additive manufacturing is used in 21 CFR 820 compliant manufacturing facilities, from a regulatory perspective 3D printing is no different from using injection molding, machining, stamping, casting or any other process. To quote the article’s authors, “Despite some new technological characteristics of additive manufacturing, this has not changed the regulatory pathway for medical products that are reviewed by the FDA. This not only applies to premarket review, but also to manufacturing quality during production.”
  • The concept of making personalized devices, sometimes called patient-matched or patient-specific products, leveraging the capability of additive manufacturing to digitally modify a design to an individual patient and fabricate it without tooling, does not require new regulatory processes.
    • Patient-specific products, whether surgical cutting guides or patient-matched implants, must conform to a pre-determined range of device specifications that are cleared or approved.
    • A quick example to understand this could be a patient-specific hip implant. A manufacturer can create a “design space,” wherein important factors such as height, weight, pelvic girdle dimensions, femoral offset, residual femoral shaft, and other factors become the mapping boundaries of the “design space.”  The manufacturer can then prove the veracity of the implant design to the outer limits of the design space (both maximum and minimum), and a relevant and agreed-upon sample in the inside of the design space, to prove that the product will work across the vast majority of patients matched to the product. If a patient falls outside of the specified range, then other products will need to be used; but clearly the regulatory processes we have today make possible patient-specific products.
  • The regulatory processes for 3D printed drugs are robust and have been successfully applied to approve an oral dosage form that is additively manufactured.
  • Future products that will advance claims towards regenerative medicine, body repair or organ replacement, and new avenues of therapeutic intent are being watched closely at the research and development level by the FDA — a hopeful sign that regulatory processes will mature at a pace to support innovative new therapies.

In my opinion, the regulatory processes of today are robust enough to handle most of the innovations that have been brought to the FDA to date.  While I do not claim to have knowledge of all of the products cleared or approved by the FDA, the vast majority appear intended to be produced in factories that comply with current standards. The major questions remaining concern 3D printing in hospitals. What should we, as an industry, begin thinking about for the future?

Making patient-personalized devices using additive manufacturing does not require new regulatory processes Click To Tweet

In Part 2 of our exploration of regulatory issues relating to 3D printing, we will review the considerations of 3D printing in a hospital environment, as well challenges we see on that path forward to fulfilling the full potential of 3D printing as a means of manufacturing at the site of care delivery.

Be sure to sign up for the Stratasys Medical Innovation Series to be notified when the Part 2 is posted.

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Scott Rader, Ph.D

Scott Rader, Ph.D

Scott Rader founded and leads the Medical Solutions team at Stratasys, bringing 20+ years of industry experience, ranging from medical center professor to leading successful venture-funded companies. 3D printing, additive manufacturing and Industry 4.0 are re-writing the rules of how we can improve clinical outcomes and/or reduce the cost of patient care. When he’s not evangelizing new medical opportunities, Scott can be found saltwater fishing, sailing and finding new ways to explore the great outdoors with his family. Follow Scott at LinkedIn

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